Members Only - Tax Aware Investment Solutions for High-Net-Worth Clients
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Title: Tax Aware Investment Solutions for High-Net-Worth Clients
Date: Tuesday, November 5, 2024 (In person or ZOOM)
Time: 12:00pm – 1:00pm
Location: 190 Carondelet Plaza, Suite 500, Clayton, MO 63105
Speakers: Elliot Dole, CFP®, EA, AEP®, CExP™, CAP® Wealth Advisor - Buckingham
Arthur Fischer-Zernin, CFA, Managing Director - AQR Capital Management
About the presentation: AQR Flex SMAs are customizable equity strategies that seek to generate pre-tax alpha while also realizing net capital losses that may be used to offset capital gains elsewhere. AQR Flex SMAs’ alpha oriented investment approach can be used to address a wide range of investing needs (different benchmarks, levels of active risk, etc.) and could be of particular interest to clients with highly appreciated portfolios, including low basis concentrated stock holdings, or clients investing around a current or future significant liquidity event (business sale, real estate transaction, etc.).
AQR Flex SMAs offer a customizable equity strategy designed to deliver pre-tax alpha while potentially offsetting capital gains through net capital losses. These alpha-focused solutions can be adapted to various investment objectives, making them ideal for clients with concentrated stock positions, non-grantor trusts, significant liquidity events, or the need to manage tax liabilities.
Estate planners will find this session particularly valuable as we delve into the latest innovations at the intersection of tax and finance. Join us in person or by zoom to explore practical strategies that can help optimize your clients' financial outcomes.
CPA's - CPE Credit Note: To be awarded the full credits, you must be responding to three out of the four polling questions asked during the program on ZOOM.
Continuing Education 50 minutes
EPCSTL has requested approval for continuing education in the following areas: CTFA, CLE, CPE, CFP
CPE Information for CPAs
The sponsor assures that the program content and program level is appropriate for the intended participants.
Participants will:
CPE Learning Objectives:
- Understand the attributes, evolution, and nuances of Flexible SMAs.
- Understand use cases and applications to help clients.
The sponsor assures that the program content and program level is appropriate for the intended participants.
Participants will earn 1 CPE credit.
Field of Study: Specialized Knowledge
Additional Information:
Delivery Method: Group Live/Group Internet Based
Program Level: Basic
Pre-requisite: NONE
Who should attend: This presentation is aimed at lawyers, accountants, trust officers and other estate planning professionals?
Refunds and Cancellations: All attendees are required to register in advance. If you reserve and are unable to attend, please cancel your reservation at least 3 working days in advance of the meeting to receive a refund or a credit for a future meeting. For more information regarding refund, complaint, and/or program cancellation policies please contact our offices at 314-520-3564.
Estate Planning Council of St. Louis is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.
National Registry of CPE Sponsors Number 109467
CTFA
CTFA 1.25 CE credit
CFP Learning Objectives:
- Understand the attributes, evolution, and nuances of Flexible SMAs.
- Understand use cases and applications to help clients.
About the Speakers:
Elliot Dole, CFP®, EA, AEP®, CExP™, CAP® Wealth Advisor - Buckingham
Elliot Dole is a seasoned professional with a deep understanding of complex financial strategies. He specializes in guiding high-net-worth individuals and families towards their financial goals. With a collaborative approach and extensive knowledge of investments, estate planning, and taxation, Elliot helps clients build lasting legacies, transfer wealth effectively, and navigate business succession.
Elliot’s academic background and advanced certifications, including CFP®, EA, AEP®, CExP, and CAP®, demonstrate his commitment to excellence. Elliot holds degrees from Colorado College, University of New Orleans, Boston University and Golden Gate University where he earned a Master of Science in Taxation. He is actively involved in the community, serving as president of the Estate Planning Council of Saint Louis Board of Directors and a legacy advisory board member for independent charities.
Arthur Fischer-Zernin, CFA, Managing Director - AQR Capital Management
Arthur Fischer-Zernin (He/Him/His) is a Managing Director at AQR Capital Management, where he is a senior member of the Specialized Investments Group, which focuses on situations where laws and regulations have meaningful effects on trading decisions, portfolio design and the choice of investment vehicles. Additionally, the group oversees the design, implementation and day-to-day portfolio management of tax-aware funds and accounts. Previously, Arthur held other roles within Research and Portfolio Management, where he focused on Alternative Risk Premia and Multi-Strategy products, as well as within the Portfolio Solutions Group, which is responsible for advising clients on portfolio challenges and creating investor-oriented thought leadership. Prior to joining AQR in 2010, he was an analyst at Morgan Stanley Investment Management. Arthur earned a B.S.E. in mechanical engineering from Duke University. He is a CFA charterholder.
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